Intentionalist/Functionalist Debate

 

 

As I moved to put up the first batch of notes on the overhead, I told the students that the discussion on which we were about to embark might at times seem a little ridiculous.  Does it matter why the Holocaust happened?  After all, it happened…  I was pressed to explain my remarks, and I was reminded and spoke to the students one of the most lasting statements about the Holocaust I have heard (forgive me if I can’t remember exactly where I first heard it, or if I paraphrase…):  “Any attempt to explain the Holocaust must be credible in the presence of burning children.”  -- OK, so the point is that there is no explanation?  -- Not one that Jews, or anyone involved as a victim or liberator would want to hear.  Imagine a couple who has just given birth to a stillborn child.  What could anyone possibly say to them?  That it was God’s will?  That they can have other children?  That this pregnancy was not meant to be?  Those aren’t exactly comforting words, and for the couple they don’t make them feel better about themselves.  No, the Holocaust occurs at many levels:  the human, theological, the intellectual, emotional…  On some of those levels we cannot create a reason why this happened.  It is still too painful.  – And wouldn’t an explanation in some way give the Nazis credit for doing it?  It would give the Holocaust validity in a way.

 

I asked for a definition of “intentional”.  – When you mean to do something.  Something that is premeditated or pre-thought out.  What about the word “functional”?  -- It would be something that just happens as a side effect of some other action.  Right.  What we’re going to talk about next is a debate among historians as to Hitler’s involvement in the carrying out of the Holocaust.  Please keep in mind that in no way is anyone attempting to absolve Hitler of responsibility for the horrors perpetrated by the Nazis.  It is accepted that as the leader of Nazi Germany he bears full responsibility not only for his own actions, but for those of his underlings as well.  

 

 

The Road To the Final Solution

 

Intentionalist/Functionalist Debate:

 

Intentionalist arguments –

*   Hitler was ideologically obsessed with the extinction of the Jews

*   Hitler became fuehrer – the Aryan messiah

*           Charismatic rule; personalized rule

*           Racial prophet

*   Racial precedent:  1915 Armenian genocide by Turks

*   Soviet Union:  1929-33 genocide against Russian peasantry to force them onto collective farms

*           Millions (estimates range from 3-7 million) killed

*           Man-made famine orchestrated by Stalin

*   Victims were vulnerable and powerless

*   SS = defense corps (Schutz Staffer)

*           Began as the “Praetorian Guard”

*           Originally began as 250-280 elite guards

*           Grew to millions of members, like a hydra-headed monster

 

What do the first three arguments show?  -- That Hitler had a motive, which was hatred.  – That it had been done before – that a dominant group had killed a people.  – And in the 20th Century, too.  – The Jews were available; they were non-resistant because of certain factors.  – What factors do you think might have made them that way?  -- I’ve read that in many cases the Jews couldn’t comprehend what was happening, that they couldn’t believe it even after they received information.  – And that has been said to be true of the potential rescuers who instead became bystanders.  A major criticism of Jewish groups in the United States was that they didn’t take necessary action, or didn’t move quickly enough.  One might imagine that if European Jews couldn’t comprehend these events with much closer proximity to the tragedy, how were Jews on the other side of the planet to see what was occurring?

 

*   Stages of persecution:

*           Humiliation/persecution through law (1933-39)

*           Jews kicked out of civil service first

*           “Cold pogrom” = more than 400 laws designed to get Jews out of society

 

Do you recall at the beginning of the semester when we looked at a list of civil rights that Jews lost in the period 1933-39?  What rights did Jews lose? – They lost the right of assembly, to vote, to practice kosher butchering, to own pets, to own radios, to travel…  all of these things.

 

*   Identification (September 1935)

*           A Jew is anyone with 3 or 4 Jewish grandparents -OR- 2 Jewish grandparents and is married to a Jew -OR- is a practicing Jew at time of Nuremberg Laws

*           Mixed-race qualifications

 

Check out that last requirement.  Notice anything unusual?  -- Oh!  If this persecution was supposedly racially-based, then someone who was a recent convert from another religion should be exempt, but it says that any practicing Jew counted… 

 

*   Expropriation:  robbing Jews of their property (1933-45)

*           Kristallnacht (1938):  Jews forced out of economy

 

Is this the period when many Jews lost their homes and Aryans moved in to occupy them without compensation?  -- Yes.  Not only did they lose their homes, in many cases they lost valuable art and even family heirlooms.  There is a lengthy story from the Chicago Tribune (August 19, 2001) on the back wall that details how the Nazis profited from the theft and sale of violins and other musical instruments, some hundreds of years old.  There is a photo of the famous violinist Rachel Barton of the Chicago Symphony Orchestra playing one of the disputed instruments, a 1617 Amati violin.

 

*   Concentration:  ghettoization (1939-42)

*           Step before deportation; Jews are moved to smaller pockets

*   Deportation: to the killing centers (1941-45)

 

Here is the major argument that the Holocaust does not fit in the Intentionalist camp – what am I referring to?  -- The Jews were in the ghettos for about two years before the deportations began.  Why would the Nazis hold them for that long if they were going to kill them anyway?  -- But maybe that was because they knew the Jews would die off “naturally” anyway in the ghettos, so they didn’t need a concrete plan at the time.  – But if eradication was your goal, wouldn’t you want to accomplish that more quickly as opposed to more slowly?

 

*   Annihilation (1941-45)

*   Whole process directed from above, ideologically-driven

*           Speech by Hitler on July 10, 1939 is used as a proof of the intentionalists

*           Fall, 1940:  war against USSR would be a war of annihilation

*           Einsatzgruppen were to kill all Soviet political officials and/or commissars and all Jews

*           July 31, 1941:  Goering ordered Reinhard Heydrich to undertake plans for Final Solution in Germany’s sphere

*           October 31, 1941:  all further emigration was banned

 

This is an Intentionalist proof, even though it comes as late as 1941 – the Jews were forbidden to leave because they would be killed.  That is the only reason they were forbidden to go. – But couldn’t another reason be that those who would leave knew too much and could tell the world of the mistreatment the Jews and other groups had been receiving? – That could be true…  But remember what we’ve discussed previously:  Even American Jews, let alone foreign diplomats who might have had the means to exact some type of aid or rescue, couldn’t believe what they were hearing.  The Nazis were smug in the knowledge that they were getting away with mass murder scot-free. 

 

*           October 1941:  first German Jewish deportation to East

*           December 8, 1941:  opening of Chelmno (some 350,000 would die there)

*           January 20, 1942:  Wannsee Conference

*           Final Solution efforts were put in place

 

We paused here and began viewing the History Channel’s series on the Holocaust with the first installment, “Invasion”.  Students were enthralled by the methodology of the Nazi machine as it plowed into the Soviet Union in 1941.  Reactions were very grim as we viewed archival footage of actions against Jews.  A film clip of a mother being separated physically from a small child particularly disturbed students.  The video had been from a hidden camera manned by a local non-Jew.  In the scene a soldier is pushing a woman away from what looks to be a two- or three-year old girl.  The mother tries to get back but the soldier pushes her away and stands in between the two as the child runs back toward the mother.

 

The video does a fantastic job of mixing period film with testimony from survivors as well as perpetrators.  Students were angered as many of the German soldiers testified that they knew nothing of the larger plan, that they didn’t see anything wrong with killing Jewish men.  One former soldier even went so far as to weep when he spoke of having killed Jewish women and children.  Here he had drawn a line as to what was acceptable.  I also struggled with footage of a jail in the Ukraine where Soviet political prisoners had been jailed.  Allegedly, the Nazis were horrified that Soviet authorities had set the jail ablaze as the Germans advanced.  In retaliation for this “brutality”, one soldier stated that he knew killing the Communists was the thing to do…  Students’ ire was raised again when the narrator told how Jews were made to bury the burned corpses.  We renewed our discussion on Jewish views of clean/unclean, and I related some information about Jewish funerals (Donin 297-99).

 

Students were to take notes on the film.  As homework, they were assigned to read an excerpt from Christopher Browning’s book, Ordinary Men, entitled “One Day at Jozefow”.  I requested that they journal their thoughts and feelings as they read.  I anticipate that not everyone will have read this, so I offered an incentive to give them a homework grade for their time.  We’ll see how discussion goes on Tuesday.

The next day I led off with the opportunity for students to interact for a few minutes on what they’d read from Browning.  After, I went to the board and we compiled some of their comments and reactions to the account of Jew-killing by Reserve Police Battalion 101.

Their reactions included:

 


*   Terrible; 11-month span where 80% were alive to where 80% were dead was a blitzkrieg in itself…

*   No valid reason

*   Jews were hunted like animals

*   Disgusting example of humanity

*           Impressing friends

*           Looking tough

*           Avoiding guard duty

*   High military rank desired

*           Officer emotional yet cold when giving orders

*   Rationalization by the perpetrators

*           Obeyed orders no matter what

*           “Get used to it”

*   The perpetrators could achieve numbness – become desensitized

*           Alcohol

*           Missed shot (on purpose?)

*   Havoc, scared

*           Cleaning up the mess from the murders

*   Soldiers didn’t want to do it…

*           Opportunity to withdraw

*           People stayed

*   Cowards

*   Promotion

*   Nationalism

*   “Rewards”


 


Discussion was very good.  There was a general abhorrence to the reading – but many students commented that it could happen anywhere at any time.  They seemed to grasp that group mentality/crowd behavior is unpredictable… to say what you think you might do has no bearing on how people act when a given stimulus is supplied out of the blue.  We talked of Rwanda and how the Hutus hacked to death Tutsis.  Students tried to think about that “work” as compared to the police reservists we’d just read of.  I was very happy to hear them say that there is simply no point in making a comparison, that it doesn’t translate.  Both are equally destructive not only to the victims, but to the times in which they took place.  For events of that nature to be allowed to occur is the true issue, they said.

 

We discussed bystander mentality and the adage “If you’re not part of the solution, you’re part of the problem.”  Even the police reservists who begged off the killing work to be assigned to drive or guard the transport trucks must still bear responsibility for what occurred.  They had knowledge.  We were reminded of some testimony from the film we’d watched Friday, former soldiers commenting on feeling justified in eradicating the Slavic and Jewish “vermin”, of not thinking they were doing anything wrong, or feeling these “undesirables” deserved the fate that was meted out to them…

 

Functionalist arguments

*   Hitler was a weak dictator

*           Lazy; not take-charge

*           Hated bureaucracy, legalism

*           Many orders were verbal (not many memos)

 

Here we paused to again discuss the testimony of Dr. Robert Jan van Pelt, which I had heard in Washington in regard to the Irving/Lipstadt trial.  I reminded them of Irving’s apprehension when it was publicized that there would be a release of Hitler’s diaries to the public, and of Irving’s bold assertion that they were in fact fakes (which they were).  Students were told that the major problem with putting the Holocaust in correct sequence, with who knew what when, and who assigned who to which task, was very difficult in particular because of the lack of a paper trail from the top man himself, Adolf Hitler.

 

*   Nazi regime was one of experimentation

*           Offices & agencies competed against each other for Hitler’s favor

*           Jewish offices in every dept. (SA, SS, etc.)

*   Hitler liked the competition (Soc. Darwinism)

*   Final Solution is thus generated from below

*           July, 1941:  invasion of USSR gave the Nazis a “cul de sac”

 

What’s that mean?  I don’t get the metaphor…  -- Think about a cul de sac, like in your neighborhood.  What is it?  -- It’s a circle, a dead end.  – Yes, and?  -- So once the Nazis decided to invade the Soviet Union and pursue their war of annihilation, there was no turning back?  -- That’s the way I’d look at it.  They would have left such a trail of evidence and eyewitnesses, they had to carry it all the way through to the end they envisioned.

 

*           How will the Jewish problem be solved?

*           What to do with the Polish ghettoized Jews?

*   Killing started (improvised, chaotic)

*           Killing then coordinated at Wannsee Conference from above

*   Proofs –

*           1933-38:  Nazi Jewish policy was in disarray

*           Not coordinated by any one agency

*           SS given authority over Kristallnacht (SA too barbarian, disorganized)

*           Forced emigration was policy

*           November 1939:  first Polish ghetto after Nazi invasion (Polish ghettos lasted to 1942, a few to 1943)

*           Why keep Jews in ghettos for 3 years if you’re going to kill them?

 

Many students seemed to think that this was a tremendous bit of evidence for the position of the functionalists.

 

*           Madagascar Plan for resettlement

 

We compared this idea to the abolitionist plan to move black slaves to Liberia – don’t deal with a problem, remove it…

 

*           Lublin Reservation Plan:  deportations into Poland

 

Removal of American Indians…

 

*           July 31, 1941 order could have meant forced emigration

*           Einsatzgruppen were originally supposed to kill only men; it didn’t take long before they began to also kill women and children

*   Functionalists don’t deny that Hitler was ideologically obsessed

*           They spread the blame

 

If you were a member of the Nazi party and in a decision-making position, what would you need to do to get the public on your side in terms of the “Jewish question”?  Answers follow:

 

1.      Convince the public Jews are bad

a.      Propaganda:  make them undesirable

                                                              i.      Vermin, associated with money

                                                            ii.      They are bringing down economy

                                                          iii.      Causing a lot of problems

                                                          iv.      Disease, unemployment, religious dissension, safety (the “other”)

                                                            v.      Spreading bad genes – polluting the gene pool

                                                          vi.      Separatism – taking German resources

                                                        vii.      Paint German life as beautiful

                                                      viii.      Start education young

b.     Build camps

2.      Organize

a.      Divide who is to fight the war from who is to kill Jews

                                                              i.      Resources, too

                                                            ii.      Find hardened people/use everyone available

b.     Capture/round-up

                                                              i.      Label Jews

1.      Star of David, registrations

c.      Promote unity; nationalism (get on the “bandwagon”)

3.      Fear factor

a.      Either make other countries afraid -or- get them on your side -OR- hide what you’re doing

                                                              i.      Poland

                                                            ii.      Berlin Olympics of 1936

b.      Positive and negative (perceived) incentives

 

After this discussion, we looked at methods of Nazi propaganda.